Commodity Futures Trading Commission

Results: 2987



#Item
761Finance / Chicago Mercantile Exchange / Futures contract / Commodity Futures Trading Commission / U.S. Futures Exchange / Chicago Board of Trade / New York Mercantile Exchange / Financial economics / Futures exchanges / Financial system

Joint Audit Committee Regulatory Update TO: Chief Financial Officers

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Source URL: www.jacfutures.com

Language: English - Date: 2015-01-09 13:37:40
762Commodities market / Stock market / Futures exchanges / Futures contract / Minneapolis Grain Exchange / Commodity Futures Trading Commission / Clearing house / Derivative / Open outcry / Financial economics / Investment / Financial system

Microsoft Word - Chap 72Draft41212.doc

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Source URL: www.mgex.com

Language: English - Date: 2012-04-12 17:43:33
763Commodity Futures Modernization Act / Financial system / Finance / Commodity Futures Trading Commission / Futures contract / Financial economics

Joint Audit Committee Regulatory Alert TO: Chief Executive Officers Chief Financial Officers

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Source URL: www.jacfutures.com

Language: English - Date: 2015-01-09 13:42:13
764Finance / Futures exchanges / Minneapolis Grain Exchange / Futures contract / Open outcry / Commodity Futures Trading Commission / Stock / Financial economics / Investment / Stock market

January 31, 2013 Web[removed]Dear MGEX Members & Rules and Regulations Book Recipients: The following Chapters have been amended; additionally, an updated table of contents page is

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Source URL: www.mgex.com

Language: English - Date: 2013-01-31 15:44:55
765Economy of the United States / Public Company Accounting Oversight Board / Audit committee / Audit / Commodity Futures Trading Commission / Futures contract / Finance / Auditing / Corporate governance / Business

13-02 cftc final customer enhancement rules

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Source URL: www.jacfutures.com

Language: English - Date: 2015-01-09 13:41:52
766Options Clearing Corporation / Futures contract / Derivative / Exercise / Commodity Futures Trading Commission / Option / Financial economics / Finance / Financial system

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-OCC[removed]October 17, 2013 Self-Regulatory Organizations; The Options Clearing Corporation; Notice of No Objection to Advance Notice Filing to Ref

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Source URL: www.sec.gov

Language: English - Date: 2013-10-18 15:47:28
767Financial markets / Financial system / Commodity Futures Trading Commission / National Futures Association / Commodity Exchange Act / Dodd–Frank Wall Street Reform and Consumer Protection Act / Commodity pool / Futures contract / Securities regulation in the United States / Financial economics / Commodities market / Finance

Microsoft Word - Draft letter on 4 5 proposal[removed]_2_

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Source URL: www.ici.org

Language: English
768Banking / Capital requirement / Insurance / Commodity Futures Trading Commission / Subordinated debt / Financial capital / Futures contract / Financial economics / Economics / Finance

JAC Regulatory Update #04-04 CFTC Adoption of Risk Based Capital and Other Reporting Requirements August 20, 2004 Page 2

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Source URL: www.jacfutures.com

Language: English - Date: 2015-01-09 13:39:39
769Commodity Futures Trading Commission / Futures contract

14-01 acknowledgment letter templates

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Source URL: www.jacfutures.com

Language: English - Date: 2015-01-09 13:41:55
770Commodity Futures Trading Commission / Commodity Pool Operator

USCA Case #[removed]Document #[removed]Filed: [removed]

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Source URL: www.ici.org

Language: English
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